Room 3-02
Speakers
Ron Lord, Chief Operating Officer, CompSci, LLC.
Scot Crichton, Head of Disclosure Sales, Broadridge
Moderator
Terrence Shen, Partner, Kramer Levin Naftalis & Frankel LLP
Program Chair
Kenneth McClure, Capital Markets & Compliance, Broadridge Financial Solutions, Inc.
Description
This program uncovers the why and how behind Broadridge’s enablement of Issuer regulatory communications, from corporate actions to comprehensive shareholder meeting services as well as understanding the foundation of Public Company proxy mechanics. We will detail Broadridge’s role and capabilities creating simplified workflows, reducing risk, optimized outcomes and controlling cost for all stakeholders. We will provide actionable tips and insights around best practices for proxy preparation, timeline management and review the 2024 proxy season trends covering virtual meetings, shareholder proposals, universal proxy (contested meetings) and shareholder engagement tools. This program will enable corporate attorneys and in-house counsel who regularly confront these issues to be well prepared to meet any challenges and contingencies.
Click here for the CLE materials for this program (in Google Drive).
Approved for 1.5 CLE Credits, Areas of Professional Practice (transitional and non-transitional)